Protecting Investors and Businesses in High-Stakes Disputes

When investment deals go wrong or securities regulations are violated, the consequences can be severe. Investors may face devastating losses, businesses can be exposed to lawsuits and investigations, and reputations are on the line. At Calvert Law Firm, we provide aggressive representation and strategic counsel in all types of securities litigation. Our Oklahoma attorneys help investors recover losses, defend professionals, and resolve disputes with regulators, partners, and counterparties.

What is Securities Litigation?

Securities litigation refers to lawsuits and legal disputes involving stocks, bonds, investment contracts, and other financial instruments. Common issues include:

• Allegations of investment fraud or misrepresentation
• Broker misconduct and breach of fiduciary duty
• Failure to disclose risks or material information
• Insider trading and market manipulation
• Disputes over the sale or purchase of securities
• Shareholder derivative actions
• Disputes between partners, shareholders, or financial professionals
• Regulatory investigations (SEC, FINRA, state agencies)
• Breach of contract and fiduciary duty claims

Securities cases often involve federal and state law, industry rules, and highly technical evidence. Calvert Law Firm is equipped to handle the most complex financial disputes.

Who We Represent

• Individual investors and retirees
• Business owners and entrepreneurs
• Shareholders and partners in closely held companies
• Public and private corporations
• Investment advisors, brokers, and financial professionals
• Board members and officers

Whether you’ve suffered financial loss or are defending your reputation and license, we offer confidential, effective representation.

Why Choose Calvert Law Firm for Securities Cases?

• Financial and Legal Expertise: Our team has experience with the technicalities of securities law and financial markets.
• Aggressive Investigation: We uncover fraudulent practices, hidden conflicts of interest, and violations of securities rules.
• Strategic Advocacy: We use negotiation, arbitration, mediation, or trial—whatever is best for your interests.
• Regulatory Defense: We defend clients facing investigations or enforcement actions from the SEC, FINRA, and state regulators.
• Protecting Your Reputation: We understand the stakes are high, and we act quickly to limit damage to your finances and your name.

How Securities Litigation Works

1. Case Assessment: We review investment agreements, statements, emails, prospectuses, and correspondence for signs of fraud, nondisclosure, or other wrongdoing.
2. Evidence Gathering: Our attorneys work with financial experts to analyze transactions, losses, and damages.
3. Negotiation and ADR: Where possible, we pursue a confidential settlement, mediation, or arbitration to resolve disputes.
4. Litigation and Trial: If necessary, we file lawsuits and take cases to court or before regulatory panels.
5. Regulatory Representation: We represent clients in investigations and disciplinary proceedings to protect licenses, careers, and investments.

Common Securities Disputes

• Investment fraud, Ponzi schemes, and misappropriation
• Unsuitable investment recommendations
• Unauthorized trading
• Failure to execute orders properly
• False or misleading statements in financial materials
• Conflicts of interest and self-dealing
• Breach of contract in investment agreements

Damages and Remedies

Depending on your case, you may recover:

• The value of lost investments or damages suffered
• Rescission (undoing an unlawful transaction)
• Injunctive relief (preventing further harm)
• Attorneys’ fees and litigation costs
• Punitive damages (for willful fraud or egregious conduct)
• Disciplinary relief (defending against regulatory actions)

We fight to restore your losses, protect your rights, and defend your interests.

Frequently Asked Questions

How long do I have to file a securities claim?

Time limits vary by the type of claim and whether state or federal law applies. Contact us quickly to protect your rights.

Can I recover my investment if my broker committed fraud?

You may be able to recover losses through a lawsuit, arbitration, or regulatory complaint.

Will my case be public?

Court cases are generally public record; some arbitrations or settlements may be confidential.

What does it cost to hire Calvert Law Firm?

We offer flexible fee arrangements—hourly, contingency, or hybrid—based on your case.

Contact Calvert Law Firm Today

If you’ve been harmed by investment fraud or are facing a securities dispute, don’t go it alone. Contact Calvert Law Firm for a confidential consultation. Our attorneys have the knowledge, experience, and determination to protect your financial future.